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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Canaan, CT

Every SEC-registered investment adviser representative at a firm office in New Canaan, with the firms that employ the most of them.

79 registered advisors work in New Canaan; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (23). 5 list the CFP designation and 46 are also registered broker representatives.

Firms with the most advisors in New Canaan

FirmAdvisors in New Canaan
Merrill Lynch, Pierce, Fenner & Smith Incorporated news23
Htg Investment Advisors Inc.12
Gilman Hill Asset Management, LLC5
J.P. Morgan Securities LLC news4
Equitable Advisors, LLC news2
LPL Financial LLC news2
Moneco Advisors2
Morgan Stanley news2
Advisory Services Network1
Alexander Capital Advisors, LLC1
Blackrock Investment Management, LLC1
Capital Client Group, Inc.1
Cetera Investment Advisers LLC news1
Citigroup Global Markets Inc. news1
Compo Advisors, LLC1
Easterly Investment Partners LLC1
Edward Jones news1
Fairfield, Bush & Co.1
Golden Eagle Capital Advisors, Inc.1
Growe Capital Advisors, LLC1
Hsbc Securities (USA) Inc.1
Indigo Asset Management, Inc.1
Marathon Investments, LLC1
Mariner news1
McClain Value Management, LLC1

Advisors in New Canaan, A to Z

CFP advisors in New Canaan →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in New Canaan, CT?

79 investment adviser representatives are registered at firm offices in New Canaan, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 46 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in New Canaan?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 23 registered advisors in New Canaan, followed by Htg Investment Advisors Inc. with 12.

How do I check a financial advisor in New Canaan?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.