Wealth manager, independent · New Canaan, CT
HTG Investment Advisors Inc
SEC-registered investment adviser · CRD 108614 · SEC 801-55553
At a glance
HTG Investment Advisors Inc is an SEC-registered investment adviser based in New Canaan, Connecticut, with $1.1B in regulatory assets under management as of its Form ADV filed July 2, 2026. It reports 377 individual clients, 248 of them high-net-worth, holding an average of about $2.9 million each, and 13 employees. That ranks it 991st among the nation’s 5,657 independent wealth management RIAs and 23rd of 100 in Connecticut. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 203-972-8262htgadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #991 of 5,657
- Rank among all SEC RIAs
- #5,052 of 17,210
- Rank in Connecticut
- #23 of 100
- Individual clients
- 377
- High-net-worth clients
- 248
- Accounts
- 1,446
- Discretionary
- 100% of AUM
- Employees
- 13
- Advisory staff
- 12
- Offices
- 1
Owners and executives on its Form ADV
- Robin A. SherwoodChairman and Chief Compliance Officer
- Alexander G. ZaharoffChief Executive Officer & President
- Kerry B. ConnellExecutive Vice President & Secretary
- Jeffrey K. SherwoodBoard Member
- Allison P. DonaldsonExecutive Vice President
- Sonya S ZiolkowskiAdvisor
Custody and brokerage
Broker-dealer
No broker-dealer ties
HTG Investment Advisors Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 248 | $1.1B | 95% |
| Individuals | 129 | $52M | 5% |
| Pension and profit sharing plans | – | $2M | <1% |
Disciplinary disclosures
HTG Investment Advisors Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗htgadvisors.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,263 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Gilman Hill Asset Management, LLCNew Canaan | $1.2B | 289 |
| Baxter Investment ManagementRiverside | $1.2B | 425 |
| Third View Private WealthWestport | $1.2B | 322 |
| Sovereign Financial Group, Inc.Stamford | $1.1B | 1,288 |
| QP Global Family Offices, LLCGreenwich | $1.0B | 10 |
| Fierston Financial Group IncWest Hartford | $1.0B | 310 |
Background
Questions
How much does HTG Investment Advisors Inc manage?
HTG Investment Advisors Inc reports $1.1B in regulatory assets under management across 1,446 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 2, 2026.
How many clients does HTG Investment Advisors Inc have?
It reports 377 individual clients: 248 high-net-worth individuals and 129 other individuals. Individuals account for about 100% of its regulatory assets.
Where is HTG Investment Advisors Inc headquartered?
Its main office is in New Canaan, Connecticut. It reports 1 office in total and 13 employees, 12 of whom perform investment advisory functions.
How does HTG Investment Advisors Inc charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does HTG Investment Advisors Inc use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed July 2, 2026, it reports these amounts held: Charles Schwab ($683M); Fidelity ($392M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is HTG Investment Advisors Inc a hybrid RIA with a broker-dealer?
HTG Investment Advisors Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is HTG Investment Advisors Inc a fiduciary?
As an SEC-registered investment adviser, HTG Investment Advisors Inc owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is HTG Investment Advisors Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →