Wealth manager, independent · West Hartford, CT
Fierston Financial Group Inc
SEC-registered investment adviser · CRD 105003 · SEC 801-34803
At a glance
Fierston Financial Group Inc is an SEC-registered investment adviser based in West Hartford, Connecticut, with $1.0B in regulatory assets under management as of its Form ADV filed February 4, 2026. It reports 310 individual clients, 180 of them high-net-worth, holding an average of about $3.2 million each, and 7 employees. That ranks it 1067th among the nation’s 5,657 independent wealth management RIAs and 26th of 100 in Connecticut. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 860-521-2100fierston.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,067 of 5,657
- Rank among all SEC RIAs
- #5,275 of 17,210
- Rank in Connecticut
- #26 of 100
- Individual clients
- 310
- High-net-worth clients
- 180
- Accounts
- 904
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Brian FierstonCo-President
- Seth B. FierstonCo-President (12/2016) Chief Compliance Officer (10/2004)
Custody and brokerage
Broker-dealer
No broker-dealer ties
Fierston Financial Group Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 180 | $950M | 92% |
| Individuals | 130 | $51M | 5% |
| Pension and profit sharing plans | – | $18M | 2% |
| Charitable organizations | – | $13M | 1% |
| Corporations or other businesses | 5 | $4M | <1% |
Disciplinary disclosures
Fierston Financial Group Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fierston.com ↗
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The full record on Fierston Financial Group Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,447 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| HTG Investment Advisors IncNew Canaan | $1.1B | 377 |
| Sovereign Financial Group, Inc.Stamford | $1.1B | 1,288 |
| QP Global Family Offices, LLCGreenwich | $1.0B | 10 |
Background
Questions
How much does Fierston Financial Group Inc manage?
Fierston Financial Group Inc reports $1.0B in regulatory assets under management across 904 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 4, 2026.
How many clients does Fierston Financial Group Inc have?
It reports 310 individual clients: 180 high-net-worth individuals and 130 other individuals. Individuals account for about 97% of its regulatory assets.
Where is Fierston Financial Group Inc headquartered?
Its main office is in West Hartford, Connecticut. It reports 1 office in total and 7 employees, 5 of whom perform investment advisory functions.
How does Fierston Financial Group Inc charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Fierston Financial Group Inc use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed February 4, 2026, it reports these amounts held: Charles Schwab ($1.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Fierston Financial Group Inc a hybrid RIA with a broker-dealer?
Fierston Financial Group Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Fierston Financial Group Inc a fiduciary?
As an SEC-registered investment adviser, Fierston Financial Group Inc owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Fierston Financial Group Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →