Wealth manager, independent · Greenwich, CT
QP Global Family Offices, LLC
SEC-registered investment adviser · CRD 294879 · SEC 801-112913
At a glance
QP Global Family Offices, LLC is an SEC-registered investment adviser based in Greenwich, Connecticut, with $1.0B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 10 individual clients, 10 of them high-net-worth, holding an average of about $94 million each, and 9 employees. That ranks it 1055th among the nation’s 5,657 independent wealth management RIAs and 25th of 100 in Connecticut.
Main office 646-828-8883qp-global.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,055 of 5,657
- Rank among all SEC RIAs
- #5,237 of 17,210
- Rank in Connecticut
- #25 of 100
- Individual clients
- 10
- High-net-worth clients
- 10
- Accounts
- 243
- Discretionary
- 11% of AUM
- Employees
- 9
- Advisory staff
- 5
- Offices
- 3
Owners and executives on its Form ADV
- Michael J. WarrenChairman of the Board
- Peter S. PauleyChief Executive Officer
- Brendan P. MacmillanChief Investment Officer
- Karl W. LohwaterChief Compliance Officer & General Counsel
Custody and brokerage
Custodian
QP Global Family Offices, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
QP Global Family Offices, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 10 | $936M | 89% |
| Charitable organizations | 5 | $112M | 11% |
Disciplinary disclosures
QP Global Family Offices, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗qp-global.com ↗
AtlasMembers
The full record on QP Global Family Offices, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 3,418 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Third View Private WealthWestport | $1.2B | 322 |
| HTG Investment Advisors IncNew Canaan | $1.1B | 377 |
| Sovereign Financial Group, Inc.Stamford | $1.1B | 1,288 |
| Fierston Financial Group IncWest Hartford | $1.0B | 310 |
Background
Questions
How much does QP Global Family Offices, LLC manage?
QP Global Family Offices, LLC reports $1.0B in regulatory assets under management across 243 accounts, 11% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does QP Global Family Offices, LLC have?
It reports 10 individual clients: 10 high-net-worth individuals and 0 other individuals. Individuals account for about 89% of its regulatory assets.
Where is QP Global Family Offices, LLC headquartered?
Its main office is in Greenwich, Connecticut. It reports 3 offices in total and 9 employees, 5 of whom perform investment advisory functions.
How does QP Global Family Offices, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
Is QP Global Family Offices, LLC a hybrid RIA with a broker-dealer?
QP Global Family Offices, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is QP Global Family Offices, LLC a fiduciary?
As an SEC-registered investment adviser, QP Global Family Offices, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is QP Global Family Offices, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →