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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Danbury, CT

Every SEC-registered investment adviser representative at a firm office in Danbury, with the firms that employ the most of them.

71 registered advisors work in Danbury; the most are at Wells Fargo Clearing Services, LLC (13). 11 list the CFP designation and 66 are also registered broker representatives.

Firms with the most advisors in Danbury

FirmAdvisors in Danbury
Wells Fargo Clearing Services, LLC news13
Commonwealth Financial Network news7
Ameriprise Financial Services, LLC news6
Wells Fargo Advisors Financial Network, LLC news5
LPL Financial LLC news4
LPL Enterprise, LLC news3
Matson Financial Advisors, Inc.3
Osaic Wealth, Inc. news3
Wealth Enhancement Advisory Services, LLC news3
Cetera Investment Advisers LLC news2
Integrated Wealth Concepts LLC2
J.P. Morgan Securities LLC news2
Pfs Investments Inc.2
Raymond James Financial Services Advisors, Inc. news2
Assetmark, Inc.1
Benjamin F. Edwards & Company, Inc.1
Brookstone Capital Management LLC1
Edward Jones news1
Federated Global Investment Management Corp.1
Federated Investment Counseling1
Federated Securities Corp.1
Mdt Advisers, A Division Of Federated Mdta LLC1
Mittler & Mercaldo Investment Advisors1
Money Concepts Capital Corp.1
Morgan Stanley news1

Advisors in Danbury, A to Z

CFP advisors in Danbury →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Danbury, CT?

71 investment adviser representatives are registered at firm offices in Danbury, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 66 of them are also registered as broker representatives, and 11 list the CFP designation.

Which firm has the most financial advisors in Danbury?

Wells Fargo Clearing Services, LLC, with 13 registered advisors in Danbury, followed by Commonwealth Financial Network with 7.

How do I check a financial advisor in Danbury?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.