Adviser and broker representative · Wells Fargo Clearing Services, LLC
Fay Sheppard
CRD 2547042 · New Haven, CT
At a glance
Fay Sheppard is an investment adviser representative with Wells Fargo Clearing Services, LLC in New Haven, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Fay’s SEC record dates to 1997, about 29 years ago. Fay is also registered as a broker representative.
Current advisory firm
- Wells Fargo Clearing Services, LLCSince January 2009New Haven, CT · $671B in regulatory assets
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Fay’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.