Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Hartford, CT
Every SEC-registered financial advisor at a firm office in Hartford who lists the Certified Financial Planner designation, A to Z.
14 CFP professionals work in Hartford; the most are at RBC Capital Markets, LLC (3). 9 are also registered broker representatives.
CFP advisors in Hartford, A to Z
Every advisor in Hartford →- Brandon L. BurleighUBS Financial Services Inc. · Certified Financial Planner
- Anna CaseFounders Capital Management, LLC · Certified Financial Planner
- Alison G. CosgroveBradley Foster & Sargent Inc. · Certified Financial Planner
- Galan G. DaukasBradley Foster & Sargent Inc. · Certified Financial Planner, Chartered Financial Analyst
- James F. FasiUBS Financial Services Inc. · Certified Financial Planner
- Jonathan T. FrucceMorgan Stanley · Certified Financial Planner
- James J. GoldmanRBC Capital Markets, LLC · Certified Financial Planner
- Kevin KloskiVirtus Investment Advisers, LLC · Certified Financial Planner, Chartered Financial Analyst
- Alexandra W. MaksimowWealth Enhancement Advisory Services, LLC · Certified Financial Planner
- Robert D. MoquinRBC Capital Markets, LLC · Certified Financial Planner
- Philip A. NassauNutmeg Capital Advisors, LLC · Certified Financial Planner
- Nile C. PullinUBS Financial Services Inc. · Certified Financial Planner
- Rachel D. SorrentinoRBC Capital Markets, LLC · Certified Financial Planner
- Ted P. TerrionFounders Capital Management, LLC · Certified Financial Planner
Firms with the most CFP professionals in Hartford
RBC Capital Markets, LLC 3UBS Financial Services Inc. 3Bradley Foster & Sargent Inc. 2Founders Capital Management, LLC 2Morgan Stanley 1Nutmeg Capital Advisors, LLC 1Virtus Investment Advisers, LLC 1Wealth Enhancement Advisory Services, LLC 1
CFP advisors in other Connecticut cities
All of Connecticut →Stamford 103West Hartford 79Glastonbury 67Farmington 58Shelton 39Fairfield 37Westport 37Greenwich 26New Haven 20Madison 19Cheshire 18Avon 17Mystic 14Essex 13Guilford 13Darien 12Milford 12North Haven 12Ridgefield 12Danbury 11Southbury 11Norwalk 8Southport 8Wethersfield 8
Questions
How many CFP financial advisors are in Hartford, CT?
14 SEC-registered investment adviser representatives at firm offices in Hartford, Connecticut list the CFP designation; RBC Capital Markets, LLC employs the most of them (3).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Hartford?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.