Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Mystic, CT
Every SEC-registered financial advisor at a firm office in Mystic who lists the Certified Financial Planner designation, A to Z.
14 CFP professionals work in Mystic; the most are at Wells Fargo Clearing Services, LLC (3). 11 are also registered broker representatives.
CFP advisors in Mystic, A to Z
Every advisor in Mystic →- James E. BatesEdward Jones · Certified Financial Planner
- Jared W. BloxsomJanney Montgomery Scott LLC · Certified Financial Planner
- Heather M. BrissetteWells Fargo Clearing Services, LLC · Certified Financial Planner
- Jason CernigliaAmeriprise Financial Services, LLC · Certified Financial Planner
- James M. FlynnCommonwealth Financial Network · Certified Financial Planner
- Robert R. FradetteOsaic Institutions, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Robert C. HendersonLansdowne Wealth Management, LLC · Certified Financial Planner
- Garrett D. HoferJanney Montgomery Scott LLC · Certified Financial Planner
- Robin A. Lakey-WhiteLansdowne Wealth Management, LLC · Certified Financial Planner
- Nicholas P. MouraAmeriprise Financial Services, LLC · Certified Financial Planner
- Beau G. ObrienIndependent Financial Group, LLC · Certified Financial Planner
- Theodore L. ParkerSound Portfolio Advisors, LLC · Certified Financial Planner
- Matthew H. SpringWells Fargo Clearing Services, LLC · Certified Financial Planner
- Alan J. SylvestreWells Fargo Clearing Services, LLC · Certified Financial Planner
Firms with the most CFP professionals in Mystic
Wells Fargo Clearing Services, LLC 3Ameriprise Financial Services, LLC 2Janney Montgomery Scott LLC 2Lansdowne Wealth Management, LLC 2Commonwealth Financial Network 1Edward Jones 1Independent Financial Group, LLC 1Osaic Institutions, Inc. 1Sound Portfolio Advisors, LLC 1
CFP advisors in other Connecticut cities
All of Connecticut →Stamford 103West Hartford 79Glastonbury 67Farmington 58Shelton 39Fairfield 37Westport 37Greenwich 26New Haven 20Madison 19Cheshire 18Avon 17Hartford 14Essex 13Guilford 13Darien 12Milford 12North Haven 12Ridgefield 12Danbury 11Southbury 11Norwalk 8Southport 8Wethersfield 8
Questions
How many CFP financial advisors are in Mystic, CT?
14 SEC-registered investment adviser representatives at firm offices in Mystic, Connecticut list the CFP designation; Wells Fargo Clearing Services, LLC employs the most of them (3).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Mystic?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.