Adviser and broker representative · Herbert J. Sims Capital Management, Inc.
Timothy E. Iltz
CRD 3085547 · Charlotte, NC
At a glance
Timothy E. Iltz is an investment adviser representative with Herbert J. Sims Capital Management, Inc. in Charlotte, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Timothy’s SEC record dates to 2012, about 14 years ago. Timothy is also registered as a broker representative.
Current advisory firm
- Herbert J. Sims Capital Management, Inc.Since October 2024Charlotte, NC · $437M in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Timothy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.