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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Fairfield, CT

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Fairfield, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Fairfield, out of 21,098 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Fairfield, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Fairfield

All Fairfield advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 63Moneco Advisors 32Strategic Advisers LLC 32Herbert J. Sims Capital Management, Inc. 24Morgan Stanley 17Charles Schwab & Co., Inc. 11Janney Montgomery Scott LLC 11Northwestern Mutual Investment Services, LLC 10Raymond James Financial Services Advisors, Inc. 5Wells Fargo Advisors Financial Network, LLC 5Ameriprise Financial Services, LLC 4Edward Jones 4

Questions

How many financial advisors does LPL Financial LLC have in Fairfield?

4 investment adviser representatives are registered at LPL Financial LLC offices in Fairfield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Fairfield?

LPL Financial LLC ranks number 14 in Fairfield by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 63.

How do I check a LPL Financial LLC advisor in Fairfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.