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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Westport, CT

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Westport, A to Z.

The short answer

4 registered advisors work at Northwestern Mutual Investment Services, LLC in Westport, out of 1,946 at the firm nationwide; it ranks number 20 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Westport, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Westport

All Westport advisors →

Morgan Stanley 68UBS Financial Services Inc. 42Wells Fargo Clearing Services, LLC 37RBC Capital Markets, LLC 17Coastal Bridge Advisors 16Focus Partners Wealth, LLC 15LPL Financial LLC 11Ihs Herold Inc. 9Ameriprise Financial Services, LLC 8Merrill Lynch, Pierce, Fenner & Smith Incorporated 8Raymond James & Associates, Inc. 8Third View Private Wealth 7

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Westport?

4 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Westport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Westport?

Northwestern Mutual Investment Services, LLC ranks number 20 in Westport by registered advisors; Morgan Stanley has the most, with 68.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Westport?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.