Broker-dealer firm · New York, NY

Goldman Sachs & Co. LLC

Q: How much does Goldman Sachs & Co. LLC manage?

Goldman Sachs & Co. LLC reports $133.6 billion in regulatory assets under management across 46,269 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 27, 2026.

Q: What kind of firm is Goldman Sachs & Co. LLC?

Goldman Sachs & Co. LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.

Q: Who are Goldman Sachs & Co. LLC’s clients?

By assets, its largest client types are high-net-worth individuals ($51.0 billion, 29,104 clients); other ($47.9 billion, 15,580 clients); charitable organizations ($17.5 billion, 1,040 clients).

Q: Does Goldman Sachs & Co. LLC have any disciplinary history?

Goldman Sachs & Co. LLC answers yes to 771 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

SEC-registered investment adviser · CRD 361 · SEC 801-16048

At a glance

Goldman Sachs & Co. LLC is an SEC-registered investment adviser based in New York, New York, with $133.6 billion in regulatory assets under management as of its Form ADV filed July 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 29,104 individual clients. By Form ADV it is a broker-dealer firm, ranked 19th of 391 broker-dealer firms and 208th of 17,210 SEC-registered advisers by assets.

Main office 212-902-1000goldmansachs.comLinkedInAs filed on Form ADV

Regulatory AUM: $134B
Rank among broker-dealer firms: #19 of 391
Rank among all SEC RIAs: #208 of 17,210
Rank in New York: #49 of 2,591
Individual clients: 29,104
High-net-worth clients: 29,104
Accounts: 46,269
Discretionary: 100% of AUM
Employees: 2,268
Advisory staff: 1,765
Offices: 19

Owners and executives on its Form ADV

David Michael SolomonManaging Director, Manager
Thomas Fairbanks MatthiasChief Compliance Officer
John Edward WaldronManaging Director, CEO, Manager
Brian Richard DoyleManaging Director, CFO
Denis Patrick III ColemanManaging Director, Manager
Mark McCaskillManaging Director, Principal Operations Officer
Brian Michael GreeffCo-Principal Operations Officer
Carmine Anthony VeneziaChief Compliance Officer
Michael Scott BosworthManaging Director, General Counsel, Manager

Custody and brokerage

Custodian

Goldman Sachs$97B

Other RIAs using Goldman Sachs

Broker-dealer

Hybrid RIA

Goldman Sachs & Co. LLC is a hybrid RIA: 1,698 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Folio Investments, Inc., Goldman Sachs (asia) Finance, Goldman Sachs (asia) L.L.C., Goldman Sachs (asia) Securities Limited, Goldman Sachs (china) Securities Company Limited, Goldman Sachs (india) Capital Markets Private Limited, Goldman Sachs (india) Securities Private Limited, Goldman Sachs (singapore) PTE, Goldman Sachs Asset Management (singapore) PTE. LTD., Goldman Sachs Asset Management Australia PTY LTD, Goldman Sachs Asset Management Co., LTD., Goldman Sachs Australia Services PTY LTD, Goldman Sachs Bank AG, Goldman Sachs Bank Europe SE, Goldman Sachs Beleggersgiro B.V., Goldman Sachs Canada Inc., Goldman Sachs DO Brasil Corretora De Titulos E Valores Mobiliarios S/a, Goldman Sachs Financial Markets PTY LTD., Goldman Sachs Financial Markets, L.P., Goldman Sachs Futures (shenzen) Co., LTD, Goldman Sachs Futures PTE LTD, Goldman Sachs International, Goldman Sachs International Bank, Goldman Sachs Investments (mauritius) I Limited, Goldman Sachs Japan Co., LTD., Goldman Sachs Mexico, Casa De Bolsa, S.A. De C.V., Goldman Sachs New Zealand Limited, Goldman Sachs Paris Inc. ET CIE, Goldman Sachs Saudi Arabia, J. Aron & Company LLC and Mercer Allied Company, L.P..

Folio Investments, Inc. ↗CRD 48015
Goldman Sachs (asia) Finance
Goldman Sachs (asia) L.L.C.
Goldman Sachs (asia) Securities Limited
Goldman Sachs (china) Securities Company Limited
Goldman Sachs (india) Capital Markets Private Limited
Goldman Sachs (india) Securities Private Limited
Goldman Sachs (singapore) PTE
Goldman Sachs Asset Management (singapore) PTE. LTD. ↗CRD 286067
Goldman Sachs Asset Management Australia PTY LTD
Goldman Sachs Asset Management Co., LTD. ↗CRD 283221
Goldman Sachs Australia Services PTY LTD
Goldman Sachs Bank AG
Goldman Sachs Bank Europe SE
Goldman Sachs Beleggersgiro B.V.
Goldman Sachs Canada Inc.
Goldman Sachs DO Brasil Corretora De Titulos E Valores Mobiliarios S/a
Goldman Sachs Financial Markets PTY LTD.
Goldman Sachs Financial Markets, L.P. ↗CRD 47340
Goldman Sachs Futures (shenzen) Co., LTD
Goldman Sachs Futures PTE LTD
Goldman Sachs International
Goldman Sachs International Bank
Goldman Sachs Investments (mauritius) I Limited
Goldman Sachs Japan Co., LTD.
Goldman Sachs Mexico, Casa De Bolsa, S.A. De C.V.
Goldman Sachs New Zealand Limited
Goldman Sachs Paris Inc. ET CIE
Goldman Sachs Saudi Arabia
J. Aron & Company LLC
Mercer Allied Company, L.P. ↗CRD 37404
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026

Other hybrid RIAs

Who it serves

Client type	Clients	Regulatory AUM	Share
High-net-worth individuals	29,104	$51B	38%
Other	15,580	$48B	36%
Charitable organizations	1,040	$18B	13%
Corporations or other businesses	506	$17B	13%
Insurance companies	28	$289M	<1%
State or municipal government entities	1	$6M	<1%
Pension and profit sharing plans	9	$5M	<1%

Disciplinary disclosures

Goldman Sachs & Co. LLC answers yes to 771 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

Financial planning
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses and institutions
Selecting other advisers
Periodicals or newsletters
Educational seminars and workshops

How it’s paid

A percentage of assets under management
Fixed fees
Commissions
Performance-based fees
Other

Form ADV and brochures on the SEC’s adviser search ↗goldmansachs.com ↗

AtlasMembers

The full record on Goldman Sachs & Co. LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings: Locked
Growth over one, three and five years: Locked
Rank against 36 peers of its type and size: Locked
Owners and executives, with titles and stakes: 9 namedLocked
Main office, fax and compliance officer: Locked
Filing changes this year, with alerts: 6Locked

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Background

Questions

How much does Goldman Sachs & Co. LLC manage?

Goldman Sachs & Co. LLC reports $133.6 billion in regulatory assets under management across 46,269 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 27, 2026.

What kind of firm is Goldman Sachs & Co. LLC?

Goldman Sachs & Co. LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.

Who are Goldman Sachs & Co. LLC’s clients?

By assets, its largest client types are high-net-worth individuals ($51.0 billion, 29,104 clients); other ($47.9 billion, 15,580 clients); charitable organizations ($17.5 billion, 1,040 clients).

Does Goldman Sachs & Co. LLC have any disciplinary history?

Goldman Sachs & Co. LLC answers yes to 771 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Goldman Sachs & Co. LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →