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Financial ADVSR advisor directory · SEC adviser records

Cwm, LLC financial advisors in Farmington, CT

Every SEC-registered investment adviser representative at a Cwm, LLC office in Farmington, A to Z.

The short answer

3 registered advisors work at Cwm, LLC in Farmington, out of 634 at the firm nationwide; it ranks number 16 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Cwm, LLC advisors in Farmington, A to Z

Every Cwm, LLC advisor →

Cwm, LLC advisors in every city and state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Cwm, LLC advisors in other cities

Omaha, NE 265Scottsdale, AZ 13Baton Rouge, LA 10Amarillo, TX 9Palatine, IL 8Cincinnati, OH 7Yuma, AZ 7Southlake, TX 6Wichita, KS 6Austin, TX 5Cedar Rapids, IA 5Green Bay, WI 5Hastings, NE 5Irvine, CA 5Lake Oswego, OR 5

Other firms in Farmington

All Farmington advisors →

Connecticut Wealth Management, LLC 48LPL Financial LLC 18RBC Capital Markets, LLC 17Park Avenue Securities LLC 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Cambridge Investment Research Advisors, Inc. 12Mjp Wealth Advisors 8Integrity Alliance, LLC. 6Wells Fargo Clearing Services, LLC 6Ameriprise Financial Services, LLC 5Medallion Wealth Advisors, LLC 5Sagebroadview Wealth Management, LLC 5

Questions

How many financial advisors does Cwm, LLC have in Farmington?

3 investment adviser representatives are registered at Cwm, LLC offices in Farmington, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 634 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Cwm, LLC one of the largest advisor employers in Farmington?

Cwm, LLC ranks number 16 in Farmington by registered advisors; Connecticut Wealth Management, LLC has the most, with 48.

How do I check a Cwm, LLC advisor in Farmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.