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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Farmington, CT

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Farmington, A to Z.

The short answer

15 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Farmington, out of 22,882 at the firm nationwide; it ranks number 5 in the city by advisors. 1 list the CFP designation and 15 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Farmington, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Farmington

All Farmington advisors →

Connecticut Wealth Management, LLC 48LPL Financial LLC 18RBC Capital Markets, LLC 17Park Avenue Securities LLC 16Cambridge Investment Research Advisors, Inc. 12Mjp Wealth Advisors 8Integrity Alliance, LLC. 6Wells Fargo Clearing Services, LLC 6Ameriprise Financial Services, LLC 5Medallion Wealth Advisors, LLC 5Sagebroadview Wealth Management, LLC 5Edward Jones 4

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Farmington?

15 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Farmington, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 1 list the CFP designation and 15 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Farmington?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 5 in Farmington by registered advisors; Connecticut Wealth Management, LLC has the most, with 48.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Farmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.