Chief Investment Officer · Connecticut Wealth Management, LLC
Joshua E. Sweeney
CRD 5951845 · Named on Form ADV at one SEC-registered adviser
At a glance
Connecticut Wealth Management, LLC, an SEC-registered wealth manager based in Farmington, CT with $4.5 billion in regulatory assets, lists Joshua E. Sweeney on its Form ADV as Chief Investment Officer.
Firms and roles
- Connecticut Wealth Management, LLCChief Investment OfficerWealth manager · Farmington, CT · $4.5B in regulatory assets
AtlasMembers
Joshua’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Joshua’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Kevin C. LeahyPresident, Connecticut Wealth Management, LLC
- Denis M. HorriganPartner, Connecticut Wealth Management, LLC
- Jarrett F. SolomonPartner, Connecticut Wealth Management, LLC
- Antonio DisorboPartner, Connecticut Wealth Management, LLC
- Rosa D. CadenaChief Compliance Officer, Connecticut Wealth Management, LLC
4 more people named with Joshua on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joshua’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.