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Chief Compliance Officer · Connecticut Wealth Management, LLC

Rosa D. Cadena

CRD 6446368 · Named on Form ADV at one SEC-registered adviser

At a glance

Connecticut Wealth Management, LLC, an SEC-registered wealth manager based in Farmington, CT with $4.5 billion in regulatory assets, lists Rosa D. Cadena on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Rosa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Rosa on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rosa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.