Partner · Connecticut Wealth Management, LLC
Denis M. Horrigan
CRD 2214876 · Named on Form ADV at one SEC-registered adviser
At a glance
Connecticut Wealth Management, LLC, an SEC-registered wealth manager based in Farmington, CT with $4.5 billion in regulatory assets, lists Denis M. Horrigan on its Form ADV as Partner, a control person.
Firms and roles
- Connecticut Wealth Management, LLCPartnerWealth manager · Farmington, CT · $4.5B in regulatory assets
AtlasMembers
Denis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Denis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Kevin C. LeahyPresident, Connecticut Wealth Management, LLC
- Jarrett F. SolomonPartner, Connecticut Wealth Management, LLC
- Antonio DisorboPartner, Connecticut Wealth Management, LLC
- Rosa D. CadenaChief Compliance Officer, Connecticut Wealth Management, LLC
- Joshua I. BrierChief Operating Officer, Connecticut Wealth Management, LLC
4 more people named with Denis on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.