Wealth manager, wrap-program sponsor · Farmington, CT
Medallion Wealth Advisors, LLC
SEC-registered investment adviser · CRD 156064 · SEC 801-116959
At a glance
Medallion Wealth Advisors, LLC is an SEC-registered investment adviser based in Farmington, Connecticut, with $517 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is individuals, and it reports 2,467 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,826th of 8,915 wealth managers and 7,692nd of 17,210 SEC-registered advisers by assets.
Main office 860-967-3032medallionwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $517M
- Rank among wealth managers
- #2,826 of 8,915
- Rank among all SEC RIAs
- #7,692 of 17,210
- Rank in Connecticut
- #299 of 507
- Individual clients
- 2,467
- High-net-worth clients
- 51
- Accounts
- 2,484
- Discretionary
- 95% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 3
Owners and executives on its Form ADV
- Eric T. CheynePresident/chief Compliance Officer
Custody and brokerage
7 custodians
- Charles Schwab$429M83%
- BNY Pershing$62M12%
- Employee Fiduciary$8M2%
- John Hancock Retirement Services$8M2%
- Vanguard$7M1%
- Aspire Financial Services$2M<1%
- Osaic Wealth$0M0%
Broker-dealer
Hybrid RIA
Medallion Wealth Advisors, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Osaic Wealth, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
representatives (“IAR”) of our firm may also be registered representatives of Osaic Wealth, LLC, a broker-dealer that is a member of Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SI
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2,416 | $306M | 59% |
| High-net-worth individuals | 51 | $191M | 37% |
| Charitable organizations | 5 | $16M | 3% |
| Corporations or other businesses | 11 | $3M | <1% |
| Pension and profit sharing plans | 1 | $1M | <1% |
Disciplinary disclosures
Medallion Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗medallionwealth.com ↗
AtlasMembers
The full record on Medallion Wealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,374 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Medallion Wealth Advisors, LLC manage?
Medallion Wealth Advisors, LLC reports $517 million in regulatory assets under management across 2,484 accounts, 95% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Medallion Wealth Advisors, LLC?
Medallion Wealth Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Medallion Wealth Advisors, LLC’s clients?
By assets, its largest client types are individuals ($306 million, 2,416 clients); high-net-worth individuals ($191 million, 51 clients); charitable organizations ($16 million, 5 clients).
Does Medallion Wealth Advisors, LLC have any disciplinary history?
Medallion Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Medallion Wealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →