Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Philadelphia, PA

Every SEC-registered investment adviser representative at a firm office in Philadelphia, with the firms that employ the most of them.

1,111 registered advisors work in Philadelphia; the most are at J.P. Morgan Securities LLC (121). 159 list the CFP designation and 836 are also registered broker representatives.

Firms with the most advisors in Philadelphia

FirmAdvisors in Philadelphia
J.P. Morgan Securities LLC news121
Janney Montgomery Scott LLC news98
Merrill Lynch, Pierce, Fenner & Smith Incorporated news78
Wells Fargo Clearing Services, LLC news74
Morgan Stanley news61
Florida Financial Advisors, LLC59
UBS Financial Services Inc. news57
Strategic Advisers LLC44
Mycio Wealth Partners, LLC32
Bryn Mawr Trust Advisors, LLC31
RBC Capital Markets, LLC news26
Tiaa-Cref Individual & Institutional Services, LLC23
Alliancebernstein L.P.22
Rtd Financial Advisors Inc.19
Wescott Financial Advisory Group LLC18
Nomura Capital Management LLC16
Ameriprise Financial Services, LLC news15
Cooke & Bieler, L.P.13
MML Investors Services, LLC13
Cetera Investment Advisers LLC news11
Roffman Miller Associates Inc.11
Charles Schwab & Co., Inc. news10
Raymond James & Associates, Inc. news9
State Farm Investment Management Corp.8
Elm Wealth7

Advisors in Philadelphia, A to Z (first 300 of 1,111)

CFP advisors in Philadelphia →

Other cities in Pennsylvania

All of Pennsylvania →

Pittsburgh 1,486Malvern 827Conshohocken 470Wayne 408Allentown 378Lancaster 375Fort Washington 362Radnor 323Berwyn 297Sewickley 283Newtown Square 265West Chester 253Doylestown 243Yardley 234York 233Erie 224Bala Cynwyd 202Canonsburg 200Newtown 190Camp Hill 180West Conshohocken 174Bethlehem 173Exton 173King Of Prussia 172

Questions

How many financial advisors are in Philadelphia, PA?

1,111 investment adviser representatives are registered at firm offices in Philadelphia, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records. 836 of them are also registered as broker representatives, and 159 list the CFP designation.

Which firm has the most financial advisors in Philadelphia?

J.P. Morgan Securities LLC, with 121 registered advisors in Philadelphia, followed by Janney Montgomery Scott LLC with 98.

How do I check a financial advisor in Philadelphia?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.