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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Exton, PA

Every SEC-registered investment adviser representative at a firm office in Exton, with the firms that employ the most of them.

173 registered advisors work in Exton; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (30). 40 list the CFP designation and 152 are also registered broker representatives.

Firms with the most advisors in Exton

FirmAdvisors in Exton
Merrill Lynch, Pierce, Fenner & Smith Incorporated news30
Ameriprise Financial Services, LLC news16
Strategic Advisers LLC14
MML Investors Services, LLC13
Osaic Wealth, Inc. news12
Raymond James Financial Services Advisors, Inc. news9
Td Private Client Wealth LLC7
LPL Financial LLC news5
Wealthcare Advisory Partners LLC5
Wells Fargo Advisors Financial Network, LLC news5
Commonwealth Financial Network news4
Hornor, Townsend & Kent, LLC4
Independent Financial Group, LLC4
Thrivent Investment Management Inc.4
Cambridge Investment Research Advisors, Inc. news3
Cetera Investment Advisers LLC news3
Edward Jones news3
Ep Wealth Advisors3
Legacy Advisory Services, LLC3
Prowell Financial Management, LLC3
Advisornet Wealth Partners2
Birch Run Investments, LLC2
Onyx Bridge Wealth Group LLC2
PNC Wealth Management LLC2
Private Wealth Management, LLC2

Advisors in Exton, A to Z

CFP advisors in Exton →

Other cities in Pennsylvania

All of Pennsylvania →

Pittsburgh 1,486Philadelphia 1,111Malvern 827Conshohocken 470Wayne 408Allentown 378Lancaster 375Fort Washington 362Radnor 323Berwyn 297Sewickley 283Newtown Square 265West Chester 253Doylestown 243Yardley 234York 233Erie 224Bala Cynwyd 202Canonsburg 200Newtown 190Camp Hill 180West Conshohocken 174Bethlehem 173King Of Prussia 172

Questions

How many financial advisors are in Exton, PA?

173 investment adviser representatives are registered at firm offices in Exton, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records. 152 of them are also registered as broker representatives, and 40 list the CFP designation.

Which firm has the most financial advisors in Exton?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 30 registered advisors in Exton, followed by Ameriprise Financial Services, LLC with 16.

How do I check a financial advisor in Exton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.