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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Exton, PA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Exton, A to Z.

5 registered advisors work at LPL Financial LLC in Exton, out of 22,666 at the firm nationwide; it ranks number 8 in the city by advisors. 3 list the CFP designation and 5 are also registered broker representatives.

LPL Financial LLC advisors in Exton, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74

Other firms in Exton

All Exton advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Ameriprise Financial Services, LLC 16Strategic Advisers LLC 14MML Investors Services, LLC 13Osaic Wealth, Inc. 12Raymond James Financial Services Advisors, Inc. 9Td Private Client Wealth LLC 7Wealthcare Advisory Partners LLC 5Wells Fargo Advisors Financial Network, LLC 5Commonwealth Financial Network 4Hornor, Townsend & Kent, LLC 4Independent Financial Group, LLC 4

Questions

How many financial advisors does LPL Financial LLC have in Exton?

5 investment adviser representatives are registered at LPL Financial LLC offices in Exton, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 3 list the CFP designation and 5 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Exton?

LPL Financial LLC ranks number 8 in Exton by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 30.

How do I check a LPL Financial LLC advisor in Exton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.