Asset manager · New York, NY
Nomura Capital Management LLC
SEC-registered investment adviser · CRD 324417 · SEC 801-127179
At a glance
Nomura Capital Management LLC is an SEC-registered investment adviser based in New York, New York, with $651 million in regulatory assets under management as of its Form ADV filed September 28, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,563rd of 3,218 asset managers and 6,799th of 17,210 SEC-registered advisers by assets.
Main office 212-667-9996nomuracapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $651M
- Rank among asset managers
- #1,563 of 3,218
- Rank among all SEC RIAs
- #6,799 of 17,210
- Rank in New York
- #1,353 of 2,591
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 167
- Advisory staff
- 11
- Offices
- 6
Owners and executives on its Form ADV
- Matthew G. PallaiChief Investment Officer
- Robert StarkChief Executive Officer, Board of Director
- Matthew J. NelsonChief Operating Officer
- Eugene James ChiulliChief Financial Officer
- Steven Nicholas AloupisBoard of Director
- Neil A. DanieleChief Compliance Officer, Managing Director
- Manabu HimedaBoard of Director
Custody and brokerage
Custodian
Nomura Capital Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Nomura Capital Management LLC is a hybrid RIA: 97 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Delaware Distributors, L.P., Instinet, LLC and Nomura Securities International, Inc..
- Delaware Distributors, L.P. ↗CRD 14232
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, June 2026
- Instinet, LLC ↗CRD 7897
- Nomura Securities International, Inc. ↗CRD 4297
Its Form ADV brochure (filed June 2026) names Nomura Securities International as the broker-dealer its advisers are registered with.
Such sales personnel are registered representatives of Nomura Securities International, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $437M | 67% |
| Pooled investment vehicles | 1 | $215M | 33% |
Private funds
Nomura Capital Management LLC reports 1 private funds with $208M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Nomura Capital Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗nomuracapitalmanagement.com ↗
AtlasMembers
The full record on Nomura Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,019 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nomura Capital Management LLC manage?
Nomura Capital Management LLC reports $651 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 28, 2026.
What kind of firm is Nomura Capital Management LLC?
Nomura Capital Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Nomura Capital Management LLC’s clients?
By assets, its largest client types are investment companies ($437 million, 1 clients); pooled investment vehicles ($215 million, 1 clients).
Does Nomura Capital Management LLC manage private funds?
Yes. It reports 1 private funds with $208 million in gross assets, including other private funds.
Does Nomura Capital Management LLC have any disciplinary history?
Nomura Capital Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Nomura Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →