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Board of Director - Chairman · Nomura Corporate Research and Asset Management Inc

Steven Nicholas Aloupis

CRD 2498339 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Nomura Corporate Research and Asset Management Inc, an SEC-registered asset manager based in New York, NY with $37.6 billion in regulatory assets, lists Steven Nicholas Aloupis on its Form ADV as Board of Director - Chairman, a control person. The SEC filings also name Steven at 3 other registered advisers.

Firms and roles

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (22)

  • David O. CrallPresident, Chief Executive Officer, Chief Investment Officer, Managing Director, Board of Director, Nomura Corporate Research and Asset Management Inc
  • Stephen S. KotsenManaging Director and Portfolio Manager, Nomura Corporate Research and Asset Management Inc
  • Amy Y. ChangManaging Director and Portfolio Manager, Nomura Corporate Research and Asset Management Inc
  • Neil A. DanieleChief Compliance Officer, Nomura Corporate Research and Asset Management Inc
  • Eugene N. ShusterManaging Director - Head of Risk, Nomura Corporate Research and Asset Management Inc

17 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.

See all 22 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.