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Managing Director and Portfolio Manager · Nomura Corporate Research and Asset Management Inc

Stephen S. Kotsen

CRD 2500650 · Named on Form ADV at one SEC-registered adviser

At a glance

Nomura Corporate Research and Asset Management Inc, an SEC-registered asset manager based in New York, NY with $37.6 billion in regulatory assets, lists Stephen S. Kotsen on its Form ADV as Managing Director and Portfolio Manager, a control person.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • David O. CrallPresident, Chief Executive Officer, Chief Investment Officer, Managing Director, Board of Director, Nomura Corporate Research and Asset Management Inc
  • Amy Y. ChangManaging Director and Portfolio Manager, Nomura Corporate Research and Asset Management Inc
  • Neil A. DanieleChief Compliance Officer, Nomura Corporate Research and Asset Management Inc
  • Eugene N. ShusterManaging Director - Head of Risk, Nomura Corporate Research and Asset Management Inc
  • Melanie J. HawthorneHead of Legal, Nomura Corporate Research and Asset Management Inc

4 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.