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Chief Compliance Officer · Nomura Corporate Research and Asset Management Inc

Neil A. Daniele

CRD 1180331 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Nomura Corporate Research and Asset Management Inc, an SEC-registered asset manager based in New York, NY with $37.6 billion in regulatory assets, lists Neil A. Daniele on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Neil at 2 other registered advisers.

Firms and roles

AtlasMembers

Neil’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (15)

  • David O. CrallPresident, Chief Executive Officer, Chief Investment Officer, Managing Director, Board of Director, Nomura Corporate Research and Asset Management Inc
  • Stephen S. KotsenManaging Director and Portfolio Manager, Nomura Corporate Research and Asset Management Inc
  • Amy Y. ChangManaging Director and Portfolio Manager, Nomura Corporate Research and Asset Management Inc
  • Eugene N. ShusterManaging Director - Head of Risk, Nomura Corporate Research and Asset Management Inc
  • Melanie J. HawthorneHead of Legal, Nomura Corporate Research and Asset Management Inc

10 more people named with Neil on the same filings, with titles and firms. Free in Atlas with a free account.

See all 15 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.