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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Astoria, NY

Every SEC-registered investment adviser representative at a firm office in Astoria, with the firms that employ the most of them.

38 registered advisors work in Astoria; the most are at Citigroup Global Markets Inc. (3). 3 list the CFP designation and 32 are also registered broker representatives.

Firms with the most advisors in Astoria

FirmAdvisors in Astoria
Citigroup Global Markets Inc. news3
J.P. Morgan Securities LLC news3
Osaic Wealth, Inc. news3
Pfs Investments Inc.3
Strategic Advisers LLC3
Cetera Investment Advisers LLC news2
Equitable Advisors, LLC news2
LPL Financial LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Osaic Institutions, Inc. news2
State Farm Investment Management Corp.2
Angel Wealth Advisors1
Apeiron Wealth Service1
Capital Client Group, Inc.1
Citizens Securities, Inc.1
Educated Financial Planning1
Latitude Advisors, LLC1
MML Investors Services, LLC1
Meehan, Bernard1
Oppenheimer & Co. Inc. news1
Perennial Financial Services1
Sm Carlton Advisory1

Advisors in Astoria, A to Z

CFP advisors in Astoria →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Astoria, NY?

38 investment adviser representatives are registered at firm offices in Astoria, New York, according to the SEC's Investment Adviser Public Disclosure records. 32 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Astoria?

Citigroup Global Markets Inc., with 3 registered advisors in Astoria, followed by J.P. Morgan Securities LLC with 3.

How do I check a financial advisor in Astoria?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.