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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Latham, NY

Every SEC-registered investment adviser representative at a firm office in Latham, with the firms that employ the most of them.

228 registered advisors work in Latham; the most are at LPL Financial LLC (44). 33 list the CFP designation and 216 are also registered broker representatives.

Firms with the most advisors in Latham

FirmAdvisors in Latham
LPL Financial LLC news44
Merrill Lynch, Pierce, Fenner & Smith Incorporated news26
Morgan Stanley news26
Cetera Investment Advisers LLC news20
MML Investors Services, LLC18
Equity Services, Inc.14
Eagle Strategies LLC11
Tiaa-Cref Individual & Institutional Services, LLC10
Raymond James Financial Services Advisors, Inc. news8
Ameriprise Financial Services, LLC news6
Raymond James & Associates, Inc. news6
Equitable Advisors, LLC news4
Graney& King, LLC4
Marathon Mission, Inc.4
Park Avenue Securities LLC4
Principal Securities, Inc.4
Alphastar Capital Management2
Commonwealth Financial Network news2
Global Retirement Partners LLC2
Key Investment Services LLC2
Monthie Wealth Advisors2
Edward Jones news1
Farmers Asset Management, LLC1
Gallagher Fiduciary Advisors, LLC1
Goldman Sachs Wealth Services, L.P. news1

Advisors in Latham, A to Z

CFP advisors in Latham →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in Latham, NY?

228 investment adviser representatives are registered at firm offices in Latham, New York, according to the SEC's Investment Adviser Public Disclosure records. 216 of them are also registered as broker representatives, and 33 list the CFP designation.

Which firm has the most financial advisors in Latham?

LPL Financial LLC, with 44 registered advisors in Latham, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 26.

How do I check a financial advisor in Latham?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.