Financial ADVSR advisor directory · SEC adviser records
Principal Securities, Inc. financial advisors in Latham, NY
Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Latham, A to Z.
The short answer
4 registered advisors work at Principal Securities, Inc. in Latham, out of 1,318 at the firm nationwide; it ranks number 16 in the city by advisors. 3 list the CFP designation and 4 are also registered broker representatives.
Principal Securities, Inc. advisors in Latham, A to Z
Every Principal Securities, Inc. advisor →- William H. Boardman VCertified Financial Planner · Also a broker rep
- Matthew J. HamelCertified Financial Planner · Also a broker rep
- Martha A. NielsenCertified Financial Planner · Also a broker rep
- Val J. TornicelliAlso a broker rep
Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Principal Securities, Inc. advisors in other cities
Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16
Other firms in Latham
All Latham advisors →LPL Financial LLC 44Merrill Lynch, Pierce, Fenner & Smith Incorporated 26Morgan Stanley 26Cetera Investment Advisers LLC 20MML Investors Services, LLC 18Equity Services, Inc. 14Eagle Strategies LLC 11Tiaa-Cref Individual & Institutional Services, LLC 10Raymond James Financial Services Advisors, Inc. 8Ameriprise Financial Services, LLC 6Raymond James & Associates, Inc. 6Equitable Advisors, LLC 4
Questions
How many financial advisors does Principal Securities, Inc. have in Latham?
4 investment adviser representatives are registered at Principal Securities, Inc. offices in Latham, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 3 list the CFP designation and 4 are also registered as broker representatives.
Is Principal Securities, Inc. one of the largest advisor employers in Latham?
Principal Securities, Inc. ranks number 16 in Latham by registered advisors; LPL Financial LLC has the most, with 44.
How do I check a Principal Securities, Inc. advisor in Latham?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.