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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Latham, NY

Every SEC-registered financial advisor at a firm office in Latham who lists the Certified Financial Planner designation, A to Z.

33 CFP professionals work in Latham; the most are at LPL Financial LLC (8). 30 are also registered broker representatives.

CFP advisors in Latham, A to Z

Every advisor in Latham →

Firms with the most CFP professionals in Latham

LPL Financial LLC 8Raymond James Financial Services Advisors, Inc. 4MML Investors Services, LLC 3Principal Securities, Inc. 3Ameriprise Financial Services, LLC 2Equity Services, Inc. 2Graney& King, LLC 2Raymond James & Associates, Inc. 2Alphastar Capital Management 1Cetera Investment Advisers LLC 1Commonwealth Financial Network 1Gallagher Fiduciary Advisors, LLC 1LPL Enterprise, LLC 1Marathon Mission, Inc. 1Monthie Wealth Advisors 1

CFP advisors in other New York cities

All of New York →

New York 985Rochester 131Melville 110Garden City 65Pittsford 61Williamsville 61Buffalo 56Albany 52Brooklyn 52Hauppauge 51Syracuse 46White Plains 40Tarrytown 39Purchase 33Saratoga Springs 31Jericho 28New York City 28Staten Island 25Woodbury 25Amherst 24Fairport 24Rye Brook 22Orchard Park 21Elmsford 20

Questions

How many CFP financial advisors are in Latham, NY?

33 SEC-registered investment adviser representatives at firm offices in Latham, New York list the CFP designation; LPL Financial LLC employs the most of them (8).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Latham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.