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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Hauppauge, NY

Every SEC-registered financial advisor at a firm office in Hauppauge who lists the Certified Financial Planner designation, A to Z.

51 CFP professionals work in Hauppauge; the most are at Ameriprise Financial Services, LLC (11). 47 are also registered broker representatives.

CFP advisors in Hauppauge, A to Z

Every advisor in Hauppauge →

Firms with the most CFP professionals in Hauppauge

Ameriprise Financial Services, LLC 11Osaic Wealth, Inc. 7Stifel, Nicolaus & Company, Incorporated 6LPL Financial LLC 4Morgan Stanley 4Lebenthal Global Advisors, LLC 3MML Investors Services, LLC 3Nestegg Advisors, Inc. 3Wells Fargo Advisors Financial Network, LLC 2Cambridge Investment Research Advisors, Inc. 1Capital Analysts 1Cwm, LLC 1Equity Services, Inc. 1Ernst & Young Investment Advisers LLP 1Onedigital 1

CFP advisors in other New York cities

All of New York →

New York 985Rochester 131Melville 110Garden City 65Pittsford 61Williamsville 61Buffalo 56Albany 52Brooklyn 52Syracuse 46White Plains 40Tarrytown 39Latham 33Purchase 33Saratoga Springs 31Jericho 28New York City 28Staten Island 25Woodbury 25Amherst 24Fairport 24Rye Brook 22Orchard Park 21Elmsford 20

Questions

How many CFP financial advisors are in Hauppauge, NY?

51 SEC-registered investment adviser representatives at firm offices in Hauppauge, New York list the CFP designation; Ameriprise Financial Services, LLC employs the most of them (11).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Hauppauge?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.