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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rye Brook, NY

Every SEC-registered investment adviser representative at a firm office in Rye Brook, with the firms that employ the most of them.

The short answer

123 registered advisors work in Rye Brook; the most are at Park Avenue Securities LLC (54). 22 list the CFP designation and 110 are also registered broker representatives.

Firms with the most advisors in Rye Brook

FirmAdvisors in Rye Brook
Park Avenue Securities LLC54
Belle Haven Investments, L.P.18
Ameriprise Financial Services, LLC news13
LPL Financial LLC news6
Navis Wealth Advisors LLC5
Oxler Private Wealth4
Beacon Financial Advisors3
Municipal Asset Management Inc.3
Hightower Advisors, LLC news2
Osaic Wealth, Inc. news2
World Investment Advisors, LLC2
Dr. Jeff Finance, LLC1
Edward Jones news1
Garrison Phillips, LLC1
J.P. Morgan Securities LLC news1
Morgan Stanley news1
Neuberger Berman Bd LLC1
Oppenheimer & Co. Inc. news1
RBC Capital Markets, LLC news1
Rise Private Wealth Management1
Strategic Advisers LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Rye Brook, A to Z

CFP advisors in Rye Brook →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Rye Brook, NY?

123 investment adviser representatives are registered at firm offices in Rye Brook, New York, according to the SEC's Investment Adviser Public Disclosure records. 110 of them are also registered as broker representatives, and 22 list the CFP designation.

Which firm has the most financial advisors in Rye Brook?

Park Avenue Securities LLC, with 54 registered advisors in Rye Brook, followed by Belle Haven Investments, L.P. with 18.

How do I check a financial advisor in Rye Brook?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.