Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Ny, NY
Every SEC-registered investment adviser representative at a firm office in Ny, with the firms that employ the most of them.
56 registered advisors work in Ny; the most are at Rockefeller Capital Management (32). 0 list the CFP designation and 54 are also registered broker representatives.
Firms with the most advisors in Ny
Advisors in Ny, A to Z
Search all of New York →- Matthew S. AberCitigroup Global Markets Inc.
- Harrison AndersonCitigroup Global Markets Inc.
- Michael AndersonRockefeller Capital Management · Chartered Financial Analyst
- David AoduCitigroup Global Markets Inc.
- Michael N. BapisRockefeller Capital Management
- Gavin BasnerCitigroup Global Markets Inc.
- Stacey M. BetschRockefeller Capital Management
- Rebecca BisratCitigroup Global Markets Inc.
- Julien J. BorelQuantech Solution Partners North America Inc.
- Manoel L. CampeloRockefeller Capital Management
- Leo ChenCitigroup Global Markets Inc.
- John W. Claghorn IIIRockefeller Capital Management
- John W. Claghorn IVRockefeller Capital Management
- Casey C. ClarkRockefeller Capital Management
- Steven M. CohenRockefeller Capital Management
- Zachary CohenCitigroup Global Markets Inc.
- Isobel CunninghamCitigroup Global Markets Inc.
- Clifton T. FinkRockefeller Capital Management
- Martine L. GulliverCitigroup Global Markets Inc.
- Arpita GupteCitigroup Global Markets Inc.
- Mary W. HayesRockefeller Capital Management
- David HellerCitigroup Global Markets Inc.
- Bradley S. HolmesRockefeller Capital Management · Chartered Financial Analyst
- Sean KennedyRockefeller Capital Management
- Isabella LaineCitigroup Global Markets Inc.
- Samuel G. LarsenRockefeller Capital Management
- James J. LeeRockefeller Capital Management
- Helena MackeCitigroup Global Markets Inc.
- Sally MacleodCitigroup Global Markets Inc.
- Matthew MagidsonCitigroup Global Markets Inc.
- Brian K. MalloyRockefeller Capital Management
- Daniel N. MarchonRockefeller Capital Management · Chartered Financial Analyst
- Jonathan M. MazzeoRockefeller Financial LLC
- Riley MillerCitigroup Global Markets Inc.
- Jason R. MingelgreenRockefeller Capital Management
- Edward MoldaverRockefeller Capital Management
- Angela K. MwanzaRockefeller Capital Management
- Josef R. NajarRockefeller Capital Management
- Gino L. PaceRockefeller Capital Management
- Carolyn PaganCitigroup Global Markets Inc.
- Deborah J. PaulhusBuckman Advisory Group LLC
- Bryant PerdomoRockefeller Capital Management
- Colin QuinnRockefeller Capital Management · Certified Financial Planner
- Marguerite S. RobinsonRockefeller Capital Management · Certified Financial Planner
- Juan Pablo Rojo FernandezCitigroup Global Markets Inc.
- Emily K. RubinRockefeller Capital Management
- Brian R. SaltzmanRockefeller Capital Management
- Daniel B. SelcowRockefeller Capital Management
- Kenneth J. ShapiroRockefeller Capital Management
- Florina ShutinRockefeller Capital Management
- Scott L. StewartRockefeller Capital Management
- Gregory R. Swenson Jr.Rockefeller Capital Management
- Alan UmanskyCitigroup Global Markets Inc.
- Juan P. WilsonCitigroup Global Markets Inc.
- Shuangying S. WuCitigroup Global Markets Inc.
- Spenser YeagerRockefeller Capital Management · Certified Financial Planner
Other cities in New York
All of New York →New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132
Questions
How many financial advisors are in Ny, NY?
56 investment adviser representatives are registered at firm offices in Ny, New York, according to the SEC's Investment Adviser Public Disclosure records. 54 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Ny?
Rockefeller Capital Management, with 32 registered advisors in Ny, followed by Citigroup Global Markets Inc. with 21.
How do I check a financial advisor in Ny?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.