Wealth manager, wrap-program sponsor · Little Silver, NJ
Buckman Advisory Group LLC
SEC-registered investment adviser · CRD 131688 · SEC 801-63540
At a glance
Buckman Advisory Group LLC is an SEC-registered investment adviser based in Little Silver, New Jersey, with $277 million in regulatory assets under management as of its Form ADV filed April 7, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 844 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 4,655th of 8,915 wealth managers and 10,588th of 17,210 SEC-registered advisers by assets.
Main office 732-530-0303buckmanadvisory.comAs filed on Form ADV
- Regulatory AUM
- $277M
- Rank among wealth managers
- #4,655 of 8,915
- Rank among all SEC RIAs
- #10,588 of 17,210
- Rank in New Jersey
- #238 of 392
- Individual clients
- 844
- High-net-worth clients
- 255
- Accounts
- 834
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 15
- Offices
- 2
Owners and executives on its Form ADV
- Harry J. BuckmanManaging Member
- Thomas P. BuckmanOwner
- Harry J. BuckmanOwner
- Richard A. PannoCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Buckman Advisory Group LLC is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Buckman, Buckman & Reid, Inc..
- Buckman, Buckman & Reid, Inc. ↗CRD 23407
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed April 2026) names Buckman, Buckman & Reid as the broker-dealer its advisers are registered with.
Other Financial Industry Activities and Affiliations Broker-Dealer Affiliation BAG’s Investment Adviser Representatives are also Registered Representatives with Buckman, Buckman & Reid, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 255 | $144M | 52% |
| Individuals | 589 | $98M | 35% |
| Corporations or other businesses | 5 | $24M | 9% |
| Pension and profit sharing plans | 13 | $8M | 3% |
| Charitable organizations | 6 | $3M | 1% |
Disciplinary disclosures
Buckman Advisory Group LLC answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗buckmanadvisory.com ↗
AtlasMembers
The full record on Buckman Advisory Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,477 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Buckman Advisory Group LLC manage?
Buckman Advisory Group LLC reports $277 million in regulatory assets under management across 834 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 7, 2026.
What kind of firm is Buckman Advisory Group LLC?
Buckman Advisory Group LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Buckman Advisory Group LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($144 million, 255 clients); individuals ($98 million, 589 clients); corporations or other businesses ($24 million, 5 clients).
Does Buckman Advisory Group LLC have any disciplinary history?
Buckman Advisory Group LLC answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Buckman Advisory Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →