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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Ny, NY

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Ny, A to Z.

The short answer

30 registered advisors work at Rockefeller Capital Management in Ny, out of 317 at the firm nationwide; it ranks number 1 in the city by advisors. 3 list the CFP designation and 29 are also registered broker representatives.

Rockefeller Capital Management advisors in Ny, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7

Other firms in Ny

All Ny advisors →

Citigroup Global Markets Inc. 20

Questions

How many financial advisors does Rockefeller Capital Management have in Ny?

30 investment adviser representatives are registered at Rockefeller Capital Management offices in Ny, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 3 list the CFP designation and 29 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Ny?

Rockefeller Capital Management ranks number 1 in Ny by registered advisors, ahead of Citigroup Global Markets Inc. (20).

How do I check a Rockefeller Capital Management advisor in Ny?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.