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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Newport Beach, A to Z.

The short answer

10 registered advisors work at Rockefeller Capital Management in Newport Beach, out of 317 at the firm nationwide; it ranks number 35 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.

Rockefeller Capital Management advisors in Newport Beach, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 202Merrill Lynch, Pierce, Fenner & Smith Incorporated 190Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 82UBS Financial Services Inc. 78LPL Financial LLC 64J.P. Morgan Securities LLC 60Wells Fargo Clearing Services, LLC 58Creative Planning Institutional Advisors, LLC 48Charles Schwab & Co., Inc. 40Cetera Investment Advisers LLC 39Stifel, Nicolaus & Company, Incorporated 38

Questions

How many financial advisors does Rockefeller Capital Management have in Newport Beach?

10 investment adviser representatives are registered at Rockefeller Capital Management offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Newport Beach?

Rockefeller Capital Management ranks number 35 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 202.

How do I check a Rockefeller Capital Management advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.