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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Los Angeles, A to Z.

The short answer

11 registered advisors work at Rockefeller Capital Management in Los Angeles, out of 317 at the firm nationwide; it ranks number 47 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

Rockefeller Capital Management advisors in Los Angeles, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Newport Beach, CA 10Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does Rockefeller Capital Management have in Los Angeles?

11 investment adviser representatives are registered at Rockefeller Capital Management offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Los Angeles?

Rockefeller Capital Management ranks number 47 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a Rockefeller Capital Management advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.