Financial ADVSR advisor directory · SEC adviser records
Rockefeller Capital Management financial advisors
Every SEC-registered investment adviser representative at Rockefeller Capital Management, by the state and city of the office they work from.
317 registered advisors work at Rockefeller Capital Management, in 26 states and 83 cities; the most are in Atlanta, GA (30). 57 list the CFP designation and 316 are also registered broker representatives.
Search every Rockefeller Capital Management advisor by name →Who joined and left Rockefeller Capital Management →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →
Cities with the most Rockefeller Capital Management advisors
Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 14Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9Chicago, IL 8Conshohocken, PA 8San Francisco, CA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7Arlington, VA 6Scottsdale, AZ 6Walnut Creek, CA 6Charlotte, NC 5Houston, TX 5Oak Brook, IL 5Bethesda, MD 4Boca Raton, FL 4Boston, MA 4Jacksonville Beach, FL 4Wilmington, NC 4Los Gatos, CA 3Rogers, AR 3Brentwood, TN 2
Rockefeller Capital Management advisors by state
Rockefeller Capital Management in New York 62
Ny 30New York 14Saratoga Springs 12Albany 1Angola 1Middlegrove 1Newburgh 1Rochester 1Saratoga Sprints 1
Rockefeller Capital Management in California 49
Los Angeles 11Newport Beach 10San Francisco 8Walnut Creek 6Los Gatos 3San Diego 2Calabasas 1Clovis 1Glendale 1Napa 1Palo Alto 1San Clemente 1San Rafael 1Santa Monica 1Walnut Creet 1
Questions
How many financial advisors does Rockefeller Capital Management have?
317 investment adviser representatives are registered with Rockefeller Capital Management, according to the SEC's Investment Adviser Public Disclosure records, in 26 states and 83 cities. 57 list the CFP designation and 316 are also registered as broker representatives.
Where does Rockefeller Capital Management have the most advisors?
Atlanta, GA, with 30 registered advisors, then Ny, NY (30). By state, New York has the most, with 62.
How do I find a Rockefeller Capital Management financial advisor near me?
Pick your state below, then your city, to see every Rockefeller Capital Management advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Rockefeller Capital Management offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →