Financial ADVSR advisor directory · SEC adviser records
Rockefeller Capital Management financial advisors in California
Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in California, by city and A to Z.
The short answer
49 registered advisors work at Rockefeller Capital Management in California, out of 317 nationwide; it's the firm's number 2 state by advisors, and the most are in Los Angeles (11). 8 list the CFP designation and 49 are also registered broker representatives.
Rockefeller Capital Management advisors by city in California
Every firm in California →Los Angeles 11Newport Beach 10San Francisco 8Walnut Creek 6Los Gatos 3San Diego 2Calabasas 1Clovis 1Glendale 1Napa 1Palo Alto 1San Clemente 1San Rafael 1Santa Monica 1Walnut Creet 1
Rockefeller Capital Management advisors in California, A to Z
Search by name →- Matthew D. BelfantiNewport Beach
- Matthew BirkettGlendale · Certified Financial Planner
- Lance O. BurksLos Angeles
- Ashley CalderonLos Angeles
- Tony H. ChangPalo Alto
- Donny ChuWalnut Creek
- William M. ClaghornSanta Monica
- Leah M. D'AgostinoSan Francisco · Certified Financial Planner
- Hai-Uy T. DangNewport Beach
- James G. Demartini IVSan Francisco
- Brett H. DulyeaNewport Beach · Chartered Financial Analyst
- Michael T. EustaceSan Clemente
- Frederick D. FarnsworthSan Diego
- Robert J. FinkWalnut Creek · Certified Financial Planner
- Anne B. GoldenNapa
- Joy Anne Marie GonzalesNewport Beach
- Jennifer GravesClovis
- Cynthia GuerreroNewport Beach
- Charles W. HartfordSan Diego
- Andrew D. HorowitzLos Angeles
- Xiao P. LiuLos Angeles
- Bernard A. MachlovitchCalabasas
- Neil MartinLos Angeles
- Elizabeth B. McKownLos Gatos
- John F. McMahon Jr.Walnut Creek
- David A. MendozaLos Gatos
- Matthew D. MendozaLos Gatos
- Andrew J. MeyerSan Francisco
- Lorna F. MeyerSan Francisco
- William M. MeyerSan Francisco
- Jeffrey H. MillerLos Angeles
- John E. MillerNewport Beach
- Rod Y. NakamotoLos Angeles · Certified Financial Planner
- Kristin K. NicholsonSan Francisco · Certified Financial Planner, Chartered Financial Analyst
- Stefan M. OgleveeNewport Beach
- Brittany R. OladunjoyeWalnut Creek
- Elizabeth A. PalomequeSan Francisco · Certified Financial Planner
- Robert L. PanettiNewport Beach · Chartered Financial Analyst
- Alpesh R. PatelNewport Beach
- Margaret A. PierattiniSan Francisco · Certified Financial Planner
- Craig D. PollockWalnut Creek
- Gary G. PollockWalnut Creet · Certified Financial Planner
- Jordan J. PowellSan Francisco · Chartered Financial Analyst
- Shirley H. QuackenbushNewport Beach
- Anis SalahWalnut Creek
- Max E. SeveroLos Angeles
- John G. Uriostegui Jr.Los Angeles
- Frank WillisLos Angeles
- Matthew W. WillisLos Angeles
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Rockefeller Capital Management in other states
New York 62Florida 34Georgia 33Texas 20New Jersey 17Pennsylvania 17Connecticut 14Illinois 14North Carolina 9Arizona 6Virginia 6Colorado 4Massachusetts 4Maryland 4Arkansas 3Michigan 3South Carolina 3Tennessee 3Utah 3
Questions
How many Rockefeller Capital Management financial advisors are in California?
49 investment adviser representatives are registered at Rockefeller Capital Management offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 317 at the firm nationwide. 8 list the CFP designation and 49 are also registered as broker representatives.
Where in California does Rockefeller Capital Management have the most advisors?
Los Angeles, with 11, then Newport Beach (10). Rockefeller Capital Management has advisors in 15 cities in California.
How do I check a Rockefeller Capital Management advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.