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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Illinois

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Illinois, by city and A to Z.

14 registered advisors work at Rockefeller Capital Management in Illinois, out of 317 nationwide; it's the firm's number 9 state by advisors, and the most are in Chicago (8). 2 list the CFP designation and 14 are also registered broker representatives.

Rockefeller Capital Management advisors by city in Illinois

Every firm in Illinois →

Chicago 8Oak Brook 5Crystal Lake 1

Rockefeller Capital Management advisors in Illinois, A to Z

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Rockefeller Capital Management advisors in every state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management in other states

New York 62California 49Florida 34Georgia 33Texas 20New Jersey 17Pennsylvania 17Connecticut 14North Carolina 9Arizona 6Virginia 6Colorado 4Massachusetts 4Maryland 4Arkansas 3Michigan 3South Carolina 3Tennessee 3Utah 3

Questions

How many Rockefeller Capital Management financial advisors are in Illinois?

14 investment adviser representatives are registered at Rockefeller Capital Management offices in Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 317 at the firm nationwide. 2 list the CFP designation and 14 are also registered as broker representatives.

Where in Illinois does Rockefeller Capital Management have the most advisors?

Chicago, with 8, then Oak Brook (5). Rockefeller Capital Management has advisors in 3 cities in Illinois.

How do I check a Rockefeller Capital Management advisor in Illinois?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.