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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in North Carolina, by city and A to Z.

The short answer

9 registered advisors work at Rockefeller Capital Management in North Carolina, out of 317 nationwide; it's the firm's number 10 state by advisors, and the most are in Charlotte (5). 4 list the CFP designation and 9 are also registered broker representatives.

Rockefeller Capital Management advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 5Wilmington 4

Rockefeller Capital Management advisors in North Carolina, A to Z

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Rockefeller Capital Management advisors in every state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management in other states

New York 62California 49Florida 34Georgia 33Texas 20New Jersey 17Pennsylvania 17Connecticut 14Illinois 14Arizona 6Virginia 6Colorado 4Massachusetts 4Maryland 4Arkansas 3Michigan 3South Carolina 3Tennessee 3Utah 3

Questions

How many Rockefeller Capital Management financial advisors are in North Carolina?

9 investment adviser representatives are registered at Rockefeller Capital Management offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 317 at the firm nationwide. 4 list the CFP designation and 9 are also registered as broker representatives.

Where in North Carolina does Rockefeller Capital Management have the most advisors?

Charlotte, with 5, then Wilmington (4). Rockefeller Capital Management has advisors in 2 cities in North Carolina.

How do I check a Rockefeller Capital Management advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.