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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Charlotte, A to Z.

The short answer

5 registered advisors work at Rockefeller Capital Management in Charlotte, out of 317 at the firm nationwide; it ranks number 91 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Rockefeller Capital Management advisors in Charlotte, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does Rockefeller Capital Management have in Charlotte?

5 investment adviser representatives are registered at Rockefeller Capital Management offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Charlotte?

Rockefeller Capital Management ranks number 91 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a Rockefeller Capital Management advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.