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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Stamford, CT

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Stamford, A to Z.

The short answer

12 registered advisors work at Rockefeller Capital Management in Stamford, out of 317 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

Rockefeller Capital Management advisors in Stamford, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 14Saratoga Springs, NY 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9Chicago, IL 8Conshohocken, PA 8San Francisco, CA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7

Other firms in Stamford

All Stamford advisors →

Steward Partners Investment Advisory, LLC 154Merrill Lynch, Pierce, Fenner & Smith Incorporated 101New Edge Wealth 80Morgan Stanley 56O'Shaughnessy Asset Management, LLC 54UBS Financial Services Inc. 40Oppenheimer & Co. Inc. 28MML Investors Services, LLC 24Charles Schwab & Co., Inc. 18RBC Capital Markets, LLC 17Equitable Advisors, LLC 16Strategic Advisers LLC 16

Questions

How many financial advisors does Rockefeller Capital Management have in Stamford?

12 investment adviser representatives are registered at Rockefeller Capital Management offices in Stamford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Stamford?

Rockefeller Capital Management ranks number 15 in Stamford by registered advisors; Steward Partners Investment Advisory, LLC has the most, with 154.

How do I check a Rockefeller Capital Management advisor in Stamford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.