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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Stamford, CT

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Stamford, A to Z.

The short answer

40 registered advisors work at UBS Financial Services Inc. in Stamford, out of 8,475 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 40 are also registered broker representatives.

UBS Financial Services Inc. advisors in Stamford, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Stamford

All Stamford advisors →

Steward Partners Investment Advisory, LLC 154Merrill Lynch, Pierce, Fenner & Smith Incorporated 101New Edge Wealth 80Morgan Stanley 56O'Shaughnessy Asset Management, LLC 54Oppenheimer & Co. Inc. 28MML Investors Services, LLC 24Charles Schwab & Co., Inc. 18RBC Capital Markets, LLC 17Equitable Advisors, LLC 16Strategic Advisers LLC 16Clear Harbor Asset Management, LLC 14

Questions

How many financial advisors does UBS Financial Services Inc. have in Stamford?

40 investment adviser representatives are registered at UBS Financial Services Inc. offices in Stamford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 0 list the CFP designation and 40 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Stamford?

UBS Financial Services Inc. ranks number 6 in Stamford by registered advisors; Steward Partners Investment Advisory, LLC has the most, with 154.

How do I check a UBS Financial Services Inc. advisor in Stamford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.