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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Stamford, CT

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Stamford, A to Z.

The short answer

17 registered advisors work at RBC Capital Markets, LLC in Stamford, out of 3,473 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 17 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Stamford, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 191New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36

Other firms in Stamford

All Stamford advisors →

Steward Partners Investment Advisory, LLC 154Merrill Lynch, Pierce, Fenner & Smith Incorporated 101New Edge Wealth 80Morgan Stanley 56O'Shaughnessy Asset Management, LLC 54UBS Financial Services Inc. 40Oppenheimer & Co. Inc. 28MML Investors Services, LLC 24Charles Schwab & Co., Inc. 18Equitable Advisors, LLC 16Strategic Advisers LLC 16Clear Harbor Asset Management, LLC 14

Questions

How many financial advisors does RBC Capital Markets, LLC have in Stamford?

17 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Stamford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Stamford?

RBC Capital Markets, LLC ranks number 10 in Stamford by registered advisors; Steward Partners Investment Advisory, LLC has the most, with 154.

How do I check a RBC Capital Markets, LLC advisor in Stamford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.