Financial ADVSR advisor directory · SEC adviser records
Rockefeller Capital Management financial advisors in Newtown, PA
Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Newtown, A to Z.
The short answer
9 registered advisors work at Rockefeller Capital Management in Newtown, out of 317 at the firm nationwide; it ranks number 6 in the city by advisors. 5 list the CFP designation and 9 are also registered broker representatives.
Rockefeller Capital Management advisors in Newtown, A to Z
Every Rockefeller Capital Management advisor →- Sean B. ArnoldCertified Financial Planner · Also a broker rep
- Jonathan R. BattilloCertified Financial Planner · Also a broker rep
- Kyle D. ComerfordCertified Financial Planner · Also a broker rep
- Anthony FerrandinoAlso a broker rep
- Percy L. Mason IIIAlso a broker rep
- Sean MorelandCertified Financial Planner · Also a broker rep
- Patrick T. SweetCertified Financial Planner · Also a broker rep
- Patrick UnrathAlso a broker rep
- Rachel ZhangAlso a broker rep
Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →
Rockefeller Capital Management advisors in other cities
Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7
Other firms in Newtown
All Newtown advisors →UBS Financial Services Inc. 18Main Street Financial Solutions, LLC 17Raymond James & Associates, Inc. 16Cambridge Investment Research Advisors, Inc. 12Insight Advisors, LLC 9Osaic Wealth, Inc. 7Edward Jones 6Innova Wealth Partners, LLC 6Lri Investments 6Pw Nova Financial Services LLC 6Brick & Kyle Associates Inc. 5Great Valley Advisor Group, LLC 5
Questions
How many financial advisors does Rockefeller Capital Management have in Newtown?
9 investment adviser representatives are registered at Rockefeller Capital Management offices in Newtown, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 5 list the CFP designation and 9 are also registered as broker representatives.
Is Rockefeller Capital Management one of the largest advisor employers in Newtown?
Rockefeller Capital Management ranks number 6 in Newtown by registered advisors; UBS Financial Services Inc. has the most, with 18.
How do I check a Rockefeller Capital Management advisor in Newtown?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.