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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Chicago, A to Z.

The short answer

8 registered advisors work at Rockefeller Capital Management in Chicago, out of 317 at the firm nationwide; it ranks number 91 in the city by advisors. 1 list the CFP designation and 8 are also registered broker representatives.

Rockefeller Capital Management advisors in Chicago, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 14Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9Conshohocken, PA 8San Francisco, CA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229Nuveen Asset Management, LLC 219UBS Financial Services Inc. 173Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95

Questions

How many financial advisors does Rockefeller Capital Management have in Chicago?

8 investment adviser representatives are registered at Rockefeller Capital Management offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Chicago?

Rockefeller Capital Management ranks number 91 in Chicago by registered advisors; Morgan Stanley has the most, with 557.

How do I check a Rockefeller Capital Management advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.