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Financial ADVSR advisor directory · SEC adviser records

Nuveen Asset Management, LLC financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a Nuveen Asset Management, LLC office in Chicago, A to Z.

The short answer

219 registered advisors work at Nuveen Asset Management, LLC in Chicago, out of 221 at the firm nationwide; it ranks number 7 in the city by advisors. 2 list the CFP designation and 215 are also registered broker representatives.

Nuveen Asset Management, LLC advisors in Chicago, A to Z

Every Nuveen Asset Management, LLC advisor →

Nuveen Asset Management, LLC advisors in other cities

Charlotte, NC 1New York City, NY 1

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229UBS Financial Services Inc. 173Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95Cresset Asset Management, LLC 93

Questions

How many financial advisors does Nuveen Asset Management, LLC have in Chicago?

219 investment adviser representatives are registered at Nuveen Asset Management, LLC offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 221 nationwide. 2 list the CFP designation and 215 are also registered as broker representatives.

Is Nuveen Asset Management, LLC one of the largest advisor employers in Chicago?

Nuveen Asset Management, LLC ranks number 7 in Chicago by registered advisors; Morgan Stanley has the most, with 557.

How do I check a Nuveen Asset Management, LLC advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Nuveen Asset Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.