Adviser and broker representative · Nuveen Asset Management, LLC
Tracy Ann M. Robeniol
CRD 4945346 · Chicago, IL
At a glance
Tracy Ann M. Robeniol is an investment adviser representative with Nuveen Asset Management, LLC in Chicago, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tracy Ann’s SEC record dates to 2006, about 20 years ago. Tracy Ann is also registered as a broker representative.
Current advisory firm
- Nuveen Asset Management, LLCSince September 2021Chicago, IL · $280B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Tracy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.