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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in New York

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in New York, by city and A to Z.

The short answer

61 registered advisors work at Rockefeller Capital Management in New York, out of 317 nationwide; it's the firm's number 1 state by advisors, and the most are in Ny (30). 9 list the CFP designation and 60 are also registered broker representatives.

Rockefeller Capital Management advisors by city in New York

Every firm in New York →

Ny 30New York 14Saratoga Springs 12Albany 1Angola 1Middlegrove 1Newburgh 1Rochester 1Saratoga Sprints 1

Rockefeller Capital Management advisors in New York, A to Z

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Rockefeller Capital Management advisors in every state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management in other states

California 49Florida 34Georgia 33Texas 20New Jersey 17Pennsylvania 17Connecticut 14Illinois 14North Carolina 9Arizona 6Virginia 6Colorado 4Massachusetts 4Maryland 4Arkansas 3Michigan 3South Carolina 3Tennessee 3Utah 3

Questions

How many Rockefeller Capital Management financial advisors are in New York?

61 investment adviser representatives are registered at Rockefeller Capital Management offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 317 at the firm nationwide. 9 list the CFP designation and 60 are also registered as broker representatives.

Where in New York does Rockefeller Capital Management have the most advisors?

Ny, with 30, then New York (14). Rockefeller Capital Management has advisors in 9 cities in New York.

How do I check a Rockefeller Capital Management advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.