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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Connecticut, by city and A to Z.

The short answer

14 registered advisors work at Rockefeller Capital Management in Connecticut, out of 317 nationwide; it's the firm's number 8 state by advisors, and the most are in Stamford (12). 1 list the CFP designation and 14 are also registered broker representatives.

Rockefeller Capital Management advisors by city in Connecticut

Every firm in Connecticut →

Stamford 12Greenwich 2

Rockefeller Capital Management advisors in Connecticut, A to Z

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Rockefeller Capital Management advisors in every state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management in other states

New York 61California 49Florida 35Georgia 33Texas 20New Jersey 17Pennsylvania 17Illinois 14North Carolina 9Arizona 6Virginia 6Colorado 4Massachusetts 4Maryland 4Arkansas 3Michigan 3South Carolina 3Tennessee 3Utah 3

Questions

How many Rockefeller Capital Management financial advisors are in Connecticut?

14 investment adviser representatives are registered at Rockefeller Capital Management offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 317 at the firm nationwide. 1 list the CFP designation and 14 are also registered as broker representatives.

Where in Connecticut does Rockefeller Capital Management have the most advisors?

Stamford, with 12, then Greenwich (2). Rockefeller Capital Management has advisors in 2 cities in Connecticut.

How do I check a Rockefeller Capital Management advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.